(Senior) Compliance Officer (m/w/d), Frankfurt

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Missions

• Oversight of PIC (Protection of Interests of Clients) related risks and advising the Business on PIC related regulatory and policy implementation matters
• Reporting and escalation of PIC-risks to the Head of PIC and further Compliance stakeholders
• Adaption and roll-out of policies and operational procedures for Wealth Management and Asset Management
• Review of marketing material and client classification, in accordance with relevant regulation and procedures
• Representation of the PIC-Domain in Wealth Management and Asset Management Germany
• Support of internal and external audits related to Wealth Management and Asset Management

Profile

• University degree or banking related vocational training
• Several years of experience within the Compliance or Audit related environment
• Sound knowledge of the general Compliance regulation and national as well as EU legal regulatory requirements in respect to capital markets
• Good understanding of the Business covered
• Characteristics such as team ability, communication strength and flexibility
• Very good German and English language skills in word and writing
• You don't meet every criterion? No problem, you are more than welcome to apply anyway.
• It is important for us that you can develop and grow in this position.

Benefits

• 30 days' holiday and additional special leave days
• Work in the office and from home
• A wide range of opportunities for your development, such as internal and external training, talent development programmes and (inter)national career prospects within the BNP Paribas Group
• Allowances for Job Ticket Deutschland, car & bicycle leasing
• Subsidies for Job Ticket Germany, car & bicycle leasing
• Company pension scheme with BVV
• Employee Assistance Program: Professional support and great offers for your private and family life from benefitatwork and voiio
• Insurance cover via a group accident insurance and survivors' insurance
• A wide range of offers for your health, such as access to over 6,000 sports and health facilities with EGYM Wellpass