Head of Financial Security (m/w/d) at Compliance, Frankfurt

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Tasks & Responsibilities

• Ensuring timely and accurate investigation of FS alerts and cases
• Supervising the delivery and certify the accuracy of annual risk assessments and other required AML reporting
• Providing the Head of Compliance Germany, Head of Territory Germany and the Compliance management with a consolidated view of Financial Security as well as ABC risks
• Ensuring timely and accurate escalation of negative news, sanctions circumvention attempts, voluntary self-disclosures, and other FS-related escalations
• Adapting policies (if needed) and roll-out GFS policies and processes at Germany level, ensure the translation of FS & KYC Group policies into operational procedures
• Organizing and ensuring the execution of FS and ABC – related projects in coordination with Business Lines, Support the industrialization of compliance activities through process reengineering & digitalization
• Implementing the adequate governance to support oversight of FS risks
• Monitoring the completion of FS – relevant trainings across the Business Lines and raise awareness via dedicated trainings
• Taking decisions for N-1 on recruitments, priorities and performance appraisal
• Providing guidance and communication of the FS framework strategy of the branch as potential reference/best practice.
• Overseeing the tasks supported by the Branch towards LS and Arval, i.e. ABC, PE and Sanctions

Profile

• Bachelor’s or master’s Degree with Legal and/or Economic educational background
• Banking apprenticeship, ideally supplemented by banking specialist / Banking specialized economist
• Knowledge and previous experience in Financial Security topics: sanctions and embargoes; AML and anti-terrorism; KYC, anti-bribery, boycott
• Good knowledge of the Financial Security regulatory environment, issues and challenges
• Ability to animate and train FS community
• Being able to maintain effectiveness in varying environments and with varying tasks, responsibilities, or resources
• Ability to ensure the precision, accuracy and thoroughness of the information processed or delivered
• Willingness to continuously enhance self-development, learn and adjust practices accordingly
• Strong communication skills and results driven working style
• Full professional proficiency in English (C1 level)